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A simple guide to recording and storing conversations to comply with MiFID II

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What is MiFID II?

The Markets in Financial Instruments Directive, commonly known as MiFID II, launched in January 2018. First introduced by the EU in response to the 2008 financial crisis, MiFID is a set of sweeping reforms for the financial industry designed to prevent history from repeating itself in the same way again.

Replacing the original Directive, MiFID II brings changes to many areas relating to conduct of business, including far more robust rules around the recording and storing of conversations.

This easy-to-digest eGuide cuts through the jargon and highlight the key parts to help you become compliant.

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Who needs to comply?

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What needs to be recorded?

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How do recording need to be stored?

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How do recordings need to be monitored?

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The clock is ticking… are you ready for MiFID II?

Get in touch with Deep Blue today to find out more about how MiFID II is going to impact your organisation and how we can help you comply with these new regulations. or 0333 240 9100.

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